(610) 392-1713

Investment Strategy and Consulting Services

Tax planning is financial planning. Align your personal and business objectives with a proven track record of success and safeguard your interests with high-level investment strategy and consulting services. At DowCap we turn the complexities of retirement plan management into strategic opportunities for you and your organization. Private investors take comfort in knowing their tax and investment strategies are aligned with their goals for a predictable, stable outcome.

As Your Registered Investment Advisor

We act as responsible stewards of your retirement plan(s) and your hands-on investment consultant. We are partners focused on helping employers fulfill their fiduciary duties with confidence. Our team ensures you’re equipped to select the best investment options for your retirement plan by offering insightful perspective, counsel, and support.

Structuring for Governance and Success

Establish a sound governance structure with our investment strategy and consulting services. We stand with you to ensure that your plan's objectives are met with precision and regulatory compliance. Our consultants amplify the efficacy of appointed plan fiduciaries, delivering a comprehensive fiduciary review and vigilant monitoring process.

Customized Services Suite

  • Flexible Fiduciary Support: Choose from customized, adaptable co-fiduciary offerings, including ERISA 3(38) or 3(21) service models, for the support that best fits your needs.
  • Due Diligence and Benchmarking: Implement thorough quantitative and qualitative fund analysis compared to relevant benchmarks, supporting informed decision-making.
  • Fiduciary Oversight for Risk Mitigation: Enhance protection and risk mitigation through dedicated fiduciary oversight, ensuring you stay ahead of potential shortfalls.
  • Development of an Investment Policy Statement (IPS): Craft an IPS that resonates with your organizational and investment objectives, providing a strategic framework for accountability and decision-making.
  • Investment Lineup Design: Meticulously design an investment lineup tailored to the committee's goals, ensuring a harmonious fit with the plan's investment objectives.
  • Ongoing Monitoring and Reporting: Stay informed with continuous monitoring and comprehensive reporting, enabling you to make timely and accurate decisions about your investment strategy.

Services We Provide

Private Investment Management

Your Journey, Supported by Experts

Rely on us for unparalleled investment strategy, consulting services and retirement planning. Our personalized services ensure that fiduciaries can confidently navigate the retirement plan landscape with an expert. Connect with us for a partnership that positions you for sustainable growth and fulfilling your fiduciary requirements. Regardless of where you are on your personal retirement journey, we stand ready to help business owners, participants and private investors achieve investment success.